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Regulations and Compliance Press Releases

Text IQ Recognized as One of World's Top 5 AI Companies in Risk & Regulatory Compliance

Text IQ Recognized as One of World's Top 5 AI Companies in Risk & Regulatory Compliance

On Wednesday, Text IQ was named to the prestigious AI 100 list alongside just four other companies in the "Risk & Regulatory Compliance" category. Officially billed as “a ranking of the 100 most promising private artificial intelligence companies in the world," the…

Oppenheimer Asset Management, Redi2 Integrate to Better Serve Financial Advisers

Oppenheimer Asset Management, Redi2 Integrate to Better Serve Financial Advisers

Redi2 Technologies, the premier provider of hosted fee billing and revenue management solutions to the global financial services industry, announced its integration with Oppenheimer Asset Management, an affiliate of Oppenheimer & Co. Inc., a leading investment bank and full-service investment…

Attorney Paula Argento Joins the Law Firm of Legal & Compliance, LLC; Founding Partner Laura Anthony, Esq. Comments

Securities attorney Laura Anthony, founding partner of Legal & Compliance, LLC, a national corporate and securities law firm, is pleased to announce the addition of attorney Paula A. Argento to the firm. Legal & Compliance, LLC focuses on going public…

Harvey Blackwood: China to Monitor Activities of Firms Abroad

According to Shanghai, China-based Harvey Blackwood, China’s state planner has announced the proposed framework for monitoring the international activities of Chinese companies and persons. The guidelines are designed to prevent illegal activities, including money laundering and tax fraud, which could…

Harvey Blackwood – China to Tighten Investment Regulations

Last week, China’s state planner released draft guidelines for Chinese firms investing overseas. According to analysts at Harvey Blackwood, the guidelines are aimed at simplifying approval procedures for agreements while firming up regulations for deals in more sensitive industries and…

RiXtrema's DOL Fiduciary Rule Checklist Tells Advisors What They Need to Do Now

RiXtrema's DOL Fiduciary Rule Checklist Tells Advisors What They Need to Do Now

RiXtrema, the leading provider of risk management tools and analysis to the financial advisory and broker/dealer community to help ensure that investors get the analysis and advice they need, announced the launch of its DOL Fiduciary Rule Checklisk. “Every advisor…

Industry Veteran Herb Green Joins Silver Executive Team

Silver Management Group, Inc., a leading provider of regulatory cost basis business and technology solutions, today announced the addition of Herb Green as Principal Consultant and Senior Advisor to its executive management team. Green joins Silver to lead client engagements…

Pendo Systems Officially Launches the Pendo Machine Learning Platform

Pendo Systems Officially Launches the Pendo Machine Learning Platform

​​Pendo Systems, led by industry veteran Pamela Pecs Cytron, launches the new Pendo Machine Learning Platform (PMLP). With advanced machine learning capabilities at its core, the Pendo Machine Learning Platform is a unique data management and intelligence platform, providing exploration,…

Payment Technology Provider Dimebox is Integrated and Now Live With FourStop

4Stop (“FourStop GmbH”), a KYC, compliance and anti-fraud risk management company, announced today they have partnered with Dimebox, a global payment technology provider. The integration of FourStop’​s proprietary risk management technology as a fully integrated solution with Dimebox is now live and operational. Dimebox is at the…

Payment Technology Provider Dimebox Integrated and Now Live With FourStop

4Stop (“FourStop GmbH”) a KYC, compliance and anti-fraud risk management company, announced today they have partnered with Dimebox, a global payment technology provider. The integration of FourStops proprietary risk management technology as a fully integrated solution with Dimebox is now…

Captis Intelligence Announces Investment and Appointment of David Leppan to Board of Directors

Captis Intelligence Announces Investment and Appointment of David Leppan to Board of Directors

Captis Intelligence, formerly Qface Systems, a leading provider of I-4 crime solutions (Intelligence, Information, Investigation, Identification) has announced the appointment of David Leppan to Board Member and Chairman of their Board of Advisors. Leppan, founder of World-Check (now part of…

RiXtrema's Plan Monitor Ensures Compliance With Tibble v. Edison Decision on Continuous Monitoring

RiXtrema's Plan Monitor Ensures Compliance With Tibble v. Edison Decision on Continuous Monitoring

RiXtrema, the leading provider of risk management tools and analysis to the financial advisory and broker/dealer community to help ensure that investors get the analysis and advice they need, announced the addition of the new Plan Monitor to enhance the…

Hypur Joins California Bankers Association's Capital Circle

Hypur Joins California Bankers Association's Capital Circle

​​​​​​​​​Hypur was recently accepted as a member of the California Bankers Association’s (CBA) Capital Circle partner initiative. This prestigious membership further validates Hypur’s technology which bridges the gap between traditional banking systems and the unique needs of banking Money Service…

ComplianceBridge Adds Director of Sales and Sales Support

ComplianceBridge today announced that Brady Nelson has joined the company as Director of Sales and Sales Support. Nelson is uniquely suited for this role given his extensive background in software development, cloud applications and sales management. ComplianceBridge develops cloud-based, cost-effective…

GPS Insight Partners With Lazarus Alliance for FedRAMP and AT-101 SOC 2 Data Security Audits

GPS Insight Partners With Lazarus Alliance for FedRAMP and AT-101 SOC 2 Data Security Audits

Lazarus Alliance, a leading cyber security, governance, risk, and compliance (GRC) firm, is pleased to announce its partnership with GPS Insight, which provides cloud-based GPS tracking solutions to construction companies, utility providers, and other private and public-sector organizations. Lazarus Alliance…

PledgeUp.com Demonstrates Commitment to PCI Compliance and Proactive Cyber Security Through Partnership With Lazarus Alliance

PledgeUp.com Demonstrates Commitment to PCI Compliance and Proactive Cyber Security Through Partnership With Lazarus Alliance

Lazarus Alliance, a leading cyber security, governance, risk, and compliance (GRC) firm, announces its partnership with PledgeUp.com, a startup that provides cloud-based, mobile-first fundraising tools and payment processing services to unions and non-profit organizations. The PCI DSS is a proprietary…

Pendo Launches Automated USPAP Standard 3 Compliance Tool and Proprietary Appraiser Recruiting Tool

Pendo Launches Automated USPAP Standard 3 Compliance Tool and Proprietary Appraiser Recruiting Tool

Pendo, a nationwide appraisal management company (AMC), has launched an automated USPAP (Uniform Standards of Professional Appraisal Practice) Standard 3 compliance tool to add to their list of proprietary technology solutions for appraisal management. The company has also developed an…

Lazarus Alliance to Sponsor the Arizona Technology Council 2017 Cybersecurity Summit

Lazarus Alliance to Sponsor the Arizona Technology Council 2017 Cybersecurity Summit

Lazarus Alliance, a leading cyber security, governance, risk, and compliance (GRC) firm, announces that it will be a Silver Sponsor at this year’s fourth annual Arizona Technology Council Cybersecurity Summit, to be held on Thursday, May 4, 2017, at the…

Lending Software Provider Entech Partners With Lazarus Alliance to Perform Penetration Testing and Data Security Compliance Audits

Lending Software Provider Entech Partners With Lazarus Alliance to Perform Penetration Testing and Data Security Compliance Audits

Lazarus Alliance, a leading cyber security, governance, risk, and compliance (GRC) firm, announces its partnership with Entech, a global provider of lending software and services. Lazarus Alliance will perform an independent AT-101 Service Organization Control 2 (SOC 2) audit, a…

The Appraisal Foundation will host a free seminar-panel discussion April 26th at Freeman’s in Philadelphia

The Appraisal Foundation will host a free seminar-panel discussion April 26th at Freeman’s in Philadelphia

The Appraisal Foundation – the nation’s foremost authority on the valuation profession, headquartered in Washington, D.C. – will host an informational seminar on Wednesday, April 26th, titled Personal Property Appraisals: The Importance of Qualifications and Standards, from 5-8 pm Eastern…

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