Soreide Law Group Files Lawsuit Against Wells Fargo for Alleged Over Concentration of Energy Stocks
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLCThe Claimants are a married couple and their son from Nebraska. They were referred to WELLS…
FINRA Claim Filed Against UBS Financial Services For Failing To Supervise Todd Michael Ellentuck
Todd Ellentuck was employed by UBS Financial Services "UBS" from 2012 to October 2016. Ellentuck was discharged from UBS, according to his broker check report, for "violating the firms order entry policy by failing to enter trades immediately upon receipt,…
FINRA Arbitration Claim Filed Against VFG Securities and Broker Mark Trewitt
Two Texas retirees hired the securities arbitration law firm Soreide Law Group to recover more than $300,000 in investment losses with VFG Securities broker Mark Andrew Trewitt "Trewitt". The customers' accounts were heavily concentrated in alternative investments, including: Aequitas IOF…
Soreide Law Group Files 6th. Lawsuit Against Broker and Firm in Oregon
Soreide Law Group has now filed the 6th lawsuit against CETERA ADVISORS, LLC, ("CETERA ADVISORS") and their broker, GEORGE CRAIG MERHOFF, JR., ("MERHOFF") for Klamath Falls, Oregon investors.MERHOFF (CRD# 2918171) is employed and a registered representative of CETERA ADVISORS in…