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broker dealer Press Releases

Cabrera Capital Markets Teams Up With Anand Rathi to Bring Small and Medium Cap Indian Research to US Investors

Cabrera Capital Markets, LLC announces a partnership with Anand Rathi. Headquartered in Mumbai, India, Anand Rathi is one of India’s leading financial services firms, offering Wealth Management, Investment Banking, Corporate Finance & Advisory, Brokerage & Distribution services in the areas…

AdvisorEngine Enhances Rebalancing and Trading Capabilities, Integrates With Smartleaf

AdvisorEngine, the innovative fintech company that is reimagining how technology can serve financial advisors, today announced its integration with Smartleaf, a leading provider of automated portfolio rebalancing and tax optimization for wealth managers, RIAs, TAMPs, broker/dealers and banks. The addition…

Docupace Technologies and Due Diligence Works, Inc. Announce a Strategic Alliance to Reduce Compliance Risk for BDs and RIAs

Docupace Technologies LLC and Due Diligence Works Inc. (DDW) are pleased to announce a new strategic alliance and new product offering. “Our new alliance with DDW allows us to help executives at broker-dealers (BDs) and registered investment advisers (RIAs) achieve three of their…

Cabrera Capital Markets Teams Up With HC Brokerage to Bring Independent Institutional Egyptian Research to US Investors

Cabrera Capital Markets announces a strategic alliance with HC Brokerage, headquartered in Cairo, Egypt. HC Brokerage is the brokerage arm of HC Securities & Investments. HC Securities & Investments is an independent institutional broker, research house, investment bank, asset manager and…

Cabrera Capital Markets Teams Up With mBank Dom Maklerski to Bring Unique Polish and CEE3 Research to US Investors

Cabrera Capital Markets announces a partnership with mBank Dom Maklerski, headquartered in Warsaw, Poland. mBank Dom Maklerski (formerly BRE Bank) is Poland’s fourth largest universal banking group in terms of total assets and loans. mBank offers many financial services including brokerage,…

Cabrera Capital Markets Teams Up With Ata Invest to Bring Independent Institutional Turkish Research to US Investors

Cabrera Capital Markets announces a strategic partnership with Ata Invest, headquartered in Istanbul, Turkey. Ata Invest is an independent institutional brokerage, wealth management, research house and investment bank. Working with Cabrera, Ata Invest will provide deep forensic company research, momentum…

Cabrera Capital Markets Partners With Woodward Partners Securities Ltd. to Bring Boutique Independent Institutional Research to US Investors

Cabrera Capital Markets, announces a partnership with Woodward Partners Securities Ltd., headquartered in Wellington, New Zealand. Woodward Partners Securities Ltd. is a boutique independent institutional broker, research house and corporate adviser. Through Cabrera, Woodward Partners Securities Ltd. will provide unique…

Cabrera Capital Markets Teams Up With UCB Capital Management Ltd to Bring Unique Bangladesh Research to US Investors

Cabrera Capital Markets Teams Up With UCB Capital Management Ltd to Bring Unique Bangladesh Research to US Investors

Cabrera Capital Markets, announces a strategic relationship with UCB Capital Management Ltd., headquartered in Dhaka, Bangladesh. UCB Capital Management Ltd. is a subsidiary of United Commercial Bank Ltd., a commercial bank in Bangladesh. UCB Capital Management Ltd. has emerged as…

Cabrera Capital Markets Teams Up With Bartleet Religare Securities (Pvt.) Ltd. to Bring Unique Sri Lankan Research to US Investors

Cabrera Capital Markets Teams Up With Bartleet Religare Securities (Pvt.) Ltd. to Bring Unique Sri Lankan Research to US Investors

Cabrera Capital Markets, announces a partnership with Bartleet Religare Securities (Pvt.) Ltd., a century old conglomerate that has a footprint in financial services, IT, manufacturing and trading. Bartleet Religare Securities (Pvt.) Ltd., headquartered in Colombo, Sri Lanka, was formed in…

Cabrera Capital Markets Now Offers International Research & Corporate Access

Cabrera Capital Markets Now Offers International Research & Corporate Access

Cabrera Capital Markets is proud to announce we are now a FINRA registered 15a-6 broker-dealer, also known as a chaperoning broker-dealer. The SEC adopted Rule 15a-6 namely "to facilitate access to foreign markets by U.S. institutional investors through foreign broker-dealers and…

John Grady Joins Active Allocator Advisory Board

John Grady Joins Active Allocator Advisory Board

​​​Active Allocator Holdings LLC ("ActiveAllocator”) announced the appointment of John Grady as advisory board member effective immediately. “John's broad experience across SEC-registered and unregistered investment funds, advisory firms, broker-dealers, and other financial institutions on a broad range of investment and…

Pinnacle Investments, LLC Opens Philadelphia Location; Welcomes Robert Beck as Financial Advisor

Pinnacle Investments, LLC Opens Philadelphia Location; Welcomes Robert Beck as Financial Advisor

Pinnacle Investments, LLC (Pinnacle), a New York-based investment advisor/broker dealer firm registered with the SEC and FINRA, announced today that Robert Beck has joined the firm as a Financial Advisor in Philadelphia, PA. Mr. Beck, a native of Philadelphia, and…

Pinnacle Investments Hires Brian Campbell to Establish "Broker's Broker"

Pinnacle Investments Hires Brian Campbell to Establish "Broker's Broker"

Pinnacle Investments, LLC (Pinnacle), a New York based investment advisor/broker dealer firm registered with the SEC and FINRA, announced today that Brian Campbell has joined the firm as a Fixed Income Manager, Broker’s Broker. Mr. Campbell will be building out…

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