Compliance and Regulations Press Releases

Topic Analysis a Strong Predictor of Financial Misreporting, According to University of Illinois Study

Topic Analysis a Strong Predictor of Financial Misreporting, According to University of Illinois Study

In attempting to predict financial misreporting, what firms are saying may be more important than how they’re saying it, according to new research from three Gies College of Business scholars. In their paper “What are you saying? Using topic to…

Compliance and Risk Assessment Are Essentials in White Label Programs and Too Often Overlooked, According to Experts at Axiom

Compliance and Risk Assessment Are Essentials in White Label Programs and Too Often Overlooked, According to Experts at Axiom

As a growing number of companies adopt White Label Programs to boost their brands in the ever-growing prepaid card market, experts at Axiom Prepaid Holdings warn that compliance and risk assessment must remain center stage. Axiom is a global provider…

AdvisorVault's 17a-4 Direct Cloud Plug-in is Elegant, Small FINRA Firms Are Saying

“We chose AdvisorVault to archive our Dropbox for 17a-4 retention because they have an elegant direct connector with their cloud archiving plug-in. With it, we are able to simply select certain folders to archive for compliance. Using Dropbox in conjunction…

Ultria Unveils Orbit AI, the Latest Addition to Its AI Powered CLM Capabilities

Ultria Unveils Orbit AI, the Latest Addition to Its AI Powered CLM Capabilities

Ultria, a leading provider of Enterprise Contract Lifecycle Management in the cloud, unveiled ULTRIA ORBIT AI, a next-generation, Artificial Intelligence solution, expanding beyond the AI-powered Contract Management portfolio. “Orbit AI is a complementary solution for our contract management application,” Arthur Raguette,…

The Better Ethics and Consumer Outcomes Network (BEACON) Partners With Crownpeak to Introduce 'Trust and Consent Framework' Championing Consumer Data Rights

The Better Ethics and Consumer Outcomes Network (BEACON) Partners With Crownpeak to Introduce 'Trust and Consent Framework' Championing Consumer Data Rights

​​​​​The Better Ethics and Consumer Outcomes Network (BEACON) announced today a timely new partnership with Crownpeak, a global leader in privacy and digital governance management, introducing its “Trust and Consent Framework by BEACON.” This new data privacy compliance solution was…

Ultria Announces Its Participation and Blue Sponsorship at ACC Annual Meeting 2019

Ultria Announces Its Participation and Blue Sponsorship at ACC Annual Meeting 2019

Ultria, a leading provider of enterprise Contract Lifecycle Management in the cloud, is excited to announce its participation and sponsorship at ACC Annual Meeting 2019 in Phoenix, Arizona from Oct. 27 to 30. At this year’s event, which is host to…

Collavate Attains ISO 9001:2015 Quality Certification

Collavate Attains ISO 9001:2015 Quality Certification

​​Collavate, Inc, a cloud-hosted platform developer for compliance and workflow management, announced that its product development and services operations have achieved certification for the internationally recognized ISO 9001:2015 standard, establishing it as one of the leaders in its field. Compliance…

Establishing Brand Consistency across Websites

Establishing Brand Consistency across Websites

Websites play a critical role in providing information to customers, the media, investors, staff and future employees about services, policies and the latest products or services. Content must be clearly written, well-structured, easy to understand and accessible to all. There…

SmartRIA Acquires Greytwist Data Governance and Vendor Due Diligence Solution

SmartRIA Acquires Greytwist Data Governance and Vendor Due Diligence Solution

​​SmartRIA and Greytwist have announced today the acquisition by SmartRIA of Greytwist Data Governance, a solution for vendor due diligence and management, personally identifiable information (PII) data governance and cybersecurity policy and procedures management and oversight. The asset sale includes…

TruOps Cyber Risk Management Named One of 2019's Most Promising Enterprise Risk Management Solutions

CIOReview recently announced TruOps as one of the year’s top 20 enterprise risk management solutions. Each year, CIOReview creates a list of industry-leading providers with a proven track record of success in detecting and preventing costly cyber threats.   “We’re…

Arbour Group Expands Its Regulatory Compliance Footprint in Cambridge, MA

Arbour Group LLC, a global provider of regulatory compliance services for the life sciences industry, has named industry executive RJ Lemieux as their new Chief Commercial Officer. Lemieux brings 20 plus years of experience in strategy consulting and professional services within…

Harmony, Silver's Unified Data Solution, Enables Efficient, Consistent, and Secure Digital Wealth Management Platforms

Harmony, Silver's Unified Data Solution, Enables Efficient, Consistent, and Secure Digital Wealth Management Platforms

Silver Wealth Technologies, a leading provider of digital wealth management solutions, today announced the latest release of its powerful Unified Data solution along with its groundbreaking Harmony platform for wealth managers, investment advisors, and best-of-breed application developers -- respectively Wealth…

Multifamily Veterans Angela Pusateri-Downey, Dana Hill, Tammy Majette, Jennifer Medina and Charles Stroud Join Grace Hill

​​​​Grace Hill, a leading provider of policy, training and assessment solutions to companies managing multifamily properties, announced today it has hired four seasoned industry professionals — Angela (Angi) Pusateri-Downey, Dana Hill, Tammy Majette, and Jennifer Medina — and added Charles…

William Scott, Pioneer in Tax Information Reporting, Joins Silver Management Group of Companies

Silver Management Group of Companies, a leading provider of regulatory cost basis and wealth management technology solutions, today announced the addition of William Scott as Senior Advisor to its executive management team. Scott joins Silver to assist with client engagements,…

Orolia and NexGen Launch Time as a Service Partnership

​​​​Orolia and NexGen Networks announced today the signing of a strategic partnership to increase the security and reliability of financial trading systems and other critical networks that rely on extremely accurate timing. This Time as a Service (TaaS) technology solution…

FundApps Expands to APAC With Opening of Singapore Office

FundApps Expands to APAC With Opening of Singapore Office

​​​​Regulatory Technology (RegTech) provider FundApps expands its operations into Asia Pacific (APAC). FundApps automates some of the most difficult tasks in financial compliance, provides cloud-based regulation monitoring services to investment managers and makes Compliance as a Service (CaaS) a reality. Building on its global footprint, FundApps launches…

Applications of Soramitsu's Sora Platform and Hyperledger Iroha for Digital Identity

Applications of Soramitsu's Sora Platform and Hyperledger Iroha for Digital Identity

​​​​​​​​Soramitsu Co., Ltd. (Soramitsu, below) and PT Bank Central Asia Tbk (BCA, below) tested a self-sovereign identity solution for companies in the BCA Group, using the open source distributed ledger (blockchain) Hyperledger Iroha. The solution is based on the advanced concepts of…

Growing New England Environmental Firm, GeoInsight, Expands Board for Strategic Growth

Growing New England Environmental Firm, GeoInsight, Expands Board for Strategic Growth

GeoInsight, Inc. (GeoInsight), a leader in strategic environmental consulting and engineering in New England, announced that Senior Associate Kevin Trainer and Senior Engineer/Director of Compliance Suzanne Pisano have joined GeoInsight’s Board of Directors (the Board). At GeoInsight’s annual shareholder meeting…

ethiXbase and INSEAD Announce the Second Ethics & Compliance Leadership Programme

ethiXbase and INSEAD Announce the Second Ethics & Compliance Leadership Programme

ethiXbase, a top provider of anti-corruption compliance intelligence and solutions, and INSEAD, one of the world's leading and largest graduate business schools, have partnered once more to bring back the Ethics & Compliance Leadership Programme. Now in its second year, the…

Alpha CCO Announces the Nomination of Francis Dion as CEO

Alpha CCO Announces the Nomination of Francis Dion as CEO

Alpha CCO, a company dedicated to supporting compliance activities, is happy to announce the nomination of Francis Dion as its new CEO. Mr. Dion (https://linkedin.com/in/francisdion) is a seasoned entrepreneur with 30 years of experience leading and managing software development teams.…

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