Compliance and Regulations

Compliant Workspace, a Microsoft 365 Service Provider Partners With AdvisorVault To Help FINRA Firms Get On The Cloud. FINRA firms want to move to Microsoft 365 but are worried about rule 17a-4 email and data retention demands, and also being…

Compliant Workspace, the only Microsoft 365 Cloud Service Provider for small businesses, introduces its unique Consolidated 365 Service: for $24.97 per month per user, all in. A complete turn-key option getting companies on the Microsoft Cloud fully secured, fully protected…

MethodSense, Inc., a medical device-consulting firm, announces new system and project management improvements to its LuminLogic 7.0, a 21 CFR Part 11 compliant SaaS solution that supports document, regulatory, quality, risk-management, and project management for the efficient management of medical…

PlusOne Solutions, Inc., a contractor and vendor risk management company, launched its open Application Programming Interface (API) for Customers looking to create a unified method for managing their Service Network (Contractors) compliance data and compliance programs.The PlusOne Solutions API allows…

- Cloud Compliance Solutions (CCSI), a leading provider of cloud-based enterprise services and compliance solutions, announced today that Bektrom Foods has chosen CCSI as its primary cloud desktop, data center, compliance and voice provider. Virtual Computing is drastically changing how…

Arachnys, the market-leading platform that accelerates onboarding for financial institutions with intelligent Know Your Customer (KYC) and Anti-Money Laundering (AML) data, announces a strategic partnership with PwC Singapore.The Arachnys platform will enable financial institutions and their customers to benefit from…

Thentia, a global leader in regulatory software, has closed Series A equity financing from the Business Development Bank of Canada’s Industrial, Clean and Energy Venture Fund. Thentia, which has a major presence in the regulatory and licensure market, will use…

Folio3, a Silicon Valley-based technology company, has announced the launch of EcoDocs, a cloud-based quality, compliance, and maintenance automation platform. The company aims to provide an eco-friendly solution that enables managers to remotely schedule recurring and non-recurring work orders and…

​​ComplianceQuest, makers of a modern, 100% native Salesforce-based Enterprise Quality and Safety Management System (QHSE), announced today it has successfully completed its ISO 9001:2015 certification. ISO 9001:2015 is a globally recognized quality management standard developed and published by the International Organization for Standardization (ISO). The…

Vital4, a woman-owned SaaS data technology company specializing in global screening for risk management, is pleased to announce another key addition to the Board of Advisors. Kellan Williams recently joined Vital4’s board after working closely as a key member of…

​​ComplianceQuest recognizes that some of the biggest industry challenges of 2020 due to the current pandemic are: Economic slowdown Companies forced to switch to a remote work environment due to social distancing requirements Supply chain disruptions to factory closures Research shows…

Russell Jeffries, founder and Chief Executive Officer of NovaTEM, LLC, has announced the launch of the TEMSENSETM sensor system, which represents a major technology development for the detection and classification of buried Unexploded Ordnance (UXO), a legacy of more than…

Rumors have spread throughout the EB-5 world that the EB-5 program is dead! For years, many in the industry have predicted changes to the EB-5 program as apocalyptic. Whether changes came through legislative reform efforts, or through regulatory changes, the result was…

In attempting to predict financial misreporting, what firms are saying may be more important than how they’re saying it, according to new research from three Gies College of Business scholars. In their paper “What are you saying? Using topic to…

As a growing number of companies adopt White Label Programs to boost their brands in the ever-growing prepaid card market, experts at Axiom Prepaid Holdings warn that compliance and risk assessment must remain center stage. Axiom is a global provider…

​​Collavate, Inc, a cloud-hosted platform developer for compliance and workflow management, announced that its product development and services operations have achieved certification for the internationally recognized ISO 9001:2015 standard, establishing it as one of the leaders in its field. Compliance…

Websites play a critical role in providing information to customers, the media, investors, staff and future employees about services, policies and the latest products or services. Content must be clearly written, well-structured, easy to understand and accessible to all. There…

CIOReview recently announced TruOps as one of the year’s top 20 enterprise risk management solutions. Each year, CIOReview creates a list of industry-leading providers with a proven track record of success in detecting and preventing costly cyber threats.   “We’re…

Ignyte Assurance PlatformTM, an industry leader in managing governance, risk and compliance (GRC), has received $100,000 from the state of Ohio to develop and integrate cybersecurity technology from the Air Force Research Laboratory. The company will use the funding to…

California Emergency Regulations - The triumvirate of California cannabis industry regulators – Bureau of Cannabis Control [“BCC”] [Retail and Distribution Licenses, Event Licenses], California Dept. of Food and Agriculture – “CDFA”’s CalCannabis [Cultivation Licenses, and California Department of Public Health…